The FCA has fined six other firms over similar cases. The Financial Conduct Authority (FCA) has fined broker Arian Financial £288,962 over cum-ex trading violations, after it failed to ensure it ...
The FCA has given lenders until Dec. 4, 2025, to respond to customers complaining about historic motor finance deals that included non-discretionary commission payments. It also said that ...
Saba will also implement a new strategy for them. One of the UK fund managers has written to the FCA to raise concerns about Saba’s approach, according to two people with knowledge of the matter.
The latest Market Talks covering the Auto and Transport sector ... Shore Capital says in a note. The FCA plans to share its findings of its review in May. In parallel, an appeal is expected ...