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Financial Advisor IQ
15 小时
E*Trade to Launch Zero-Cost Mutual Funds for Customers
Morgan Stanley 's E*Trade is planning to roll out mutual funds that will be free for its customers, according to news reports ...
Financial Advisor IQ
1 天
Schwab Seeks Injunction Against Ex-Rep Accused of Misusing Client Data
Charles Schwab has filed a complaint against a former registered representative accused of taking confidential information ...
Financial Advisor IQ
1 天
CFP Board Proposes Changing Competency Standards
The Certified Financial Planner Board of Standards is seeking public comment regarding proposed changes to the competency ...
Financial Advisor IQ
15 小时
RIAs Shelling Out for Institutional-Grade Alts Vetting
Institutional consultants have shored up their business lines selling alts-vetting services to wealth management firms, but ...
Financial Advisor IQ
15 小时
Gen X Could Become 'Lost-Retirement' Generation: Survey
When asked how much money is needed to retire comfortably, Gen X respondents said on average it will take $1,069,746 in ...
Financial Advisor IQ
1 天
Opportunities for Real Estate Investment in 2025
The real estate market has experienced significant fluctuations in recent years, driven by inflation, interest rates and ...
Financial Advisor IQ
1 天
Baird Awarded $4.8M in Raiding Claim Against RayJay, FAs
In a counterclaim, Raymond James and the advisors accused Baird and 10 Baird advisors of defamation, trademark infringement ...
Financial Advisor IQ
1 天
ETFs Soon to Overtake Mutual Funds in FA Reliance: Cerulli
By 2026, advisors estimate that 25% of their clients' assets will be held in ETFs and only 24% in mutual funds, Cerulli ...
Financial Advisor IQ
1 天
Debt at Center of Americans' Financial Concerns: CFP Board
Reducing debt is the top 2025 financial goal among Americans, and debt is among the key barriers to achieving New Year's ...
Financial Advisor IQ
1 天
Wells Ordered to Pay $300K in Investor Dispute
A Financial Industry Regulatory Authority arbitration panel has ruled against two Wells Fargo entities in an investor dispute ...
Financial Advisor IQ
2 天
Texas FA Accused of $500K Investment Fraud
Brooklynn Chandler Willy used clients' investments to cover her credit card spending and pay other investors and another ...
Financial Advisor IQ
2 天
Finra Sidelines Ex-Edward Jones FA over Reg BI Violations
A former Edward Jones financial advisor has agreed to settle charges brought by the Financial Industry Regulatory Authority ...
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