"This keeps your clients' private information secure, even if there is a breach," says Pedlow, whose firm provides technology and consulting services to financial advisors. He also says regulators ...

Alan Samuels sets out the benefits that Corporate Digital Identity (CDI) offers and explains how it can transform financial ...

Under Investment Industry Regulatory Organisation of Canada rules, advisors can’t: Mischaracterise client information in their records to back up an unsuitable recommendation. Fail to document ...